Steps to Prepare for a Focused and Reinvigorated SEC
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David Martin, Charles Lundelius, James Conversano, and Jennifer Hull assess the Security and Exchange Commission’s (SEC) investigation into and recommendations for reform after Bernard Madoff’s Ponzi scheme. An independent investigative team performed a thorough review of the SEC’s Office of Compliance Inspections and Examinations (OCIE) and provided specific recommendations for OCIE’s future operations. The authors detail the SEC’s response and share steps for how companies can prepare for more focused and prepared examination by the SEC.
Prepare for what's next.
ThinkSet magazine, a BRG publication, provides nuanced, multifaceted thinking and expert guidance that help today’s business leaders adopt a more strategic, long-term mindset to prepare for what’s next.