Securities Enforcement Forum West 2023
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Beth Dallmeyer discussed “Financial Firms in the SEC’s Crosshairs – Key Developments for Asset Managers, Broker-Dealers, Private Funds and Hedge Funds” during the Securities Enforcement Forum West 2023.
BRG was a proud corporate sponsor of the forum, which brought together hundreds of current and former senior SEC officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field.
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